Court No. III, Case No. 3.
THE PRESIDENT: The defendant Nebelung may address the Tribunal.
DEFENDANT NEBELUNG: I was a German judges I followed the laws of my country and my knowledge and my conscience in passing judgment. Germany has lost the war. If the law of the victors demands of you -- do not believe it does -- then you must condemn my actions. In this trial the tragedy of the office of the judge has been mentioned frequently. Is that anything special? Does not every soldier find himself in the same situation? I have had that experience both as a soldier and as a judge, but not here in prison, not in the dock, but by the gun and on the bench. By that I want to say the tragedy does not lie in the consequences. I do know how to bear the consequences of a sentence, for I believe in the words f the German who was both a judge and a poet. One man asks "What will happen next?" while the other merely asks, "Is that right?" and that is how the free man is distinguished from the serf.
THE PRESIDENT: The defendant Cuhorst may address the Tribunal.
DEFENDANT CUHORST: Your Honors, I have to add the following brief words to the final plea of the defense counsel appointed on my behalf. Indictment and Prosecution statements reveal that in these proceedings I am. only pars pro toto. The Prosecution with its evidence is unable to prove any charge which would actually apply to me. The Prosecution in its final plea has failed to mention a whole series of charges in the Indictment, and others for the same reason, namely, lack of evidence it left in obeyance. In presenting its evidence the Prosecution not only ignored my evidence but also its own, in part. What other reasons are there to explain that they submitted Document No. 983 which reveals in the computation of journey expenses that on 21 March 1943 I was absent for weeks in the East on an official journey and at the same time have the witness Eberhard Schwarz testify with alleged full assurance that on 24. March 1943 I had been in Stuttgart, and presided Court No. III, Case No. 3.over the Englert, a foreign case.
The Prosecution has submitted the verdict in the case of Untermarchtal, but what they said in the Indictment about its contents is not contained in the verdict, but just the contrary. This is the type of evidence submitted if facts are involved. Only documents not arguments with many sources of error, can show the same facts.
Justice, above all penal justice, in Germany since 1916 was always considered an institution not in accordance with the times due to political attacks on its reputation, thus losing its reputation. In spite of early hopes also after 1933, this development continued, and it still is continuing. Neither in 1937 did Guertner protect my predecessor, nor in 1944 did Thierack protect me. The many stations of this development pretended to have various good aims but they actually have had only the one effect to dispute what we call justice. Contrary, for example, to the profession of a doctor, that of a penal judge creates only few friends. A man who is acquitted considers the acquittal as a matter of fact. The man who is sentenced, and his defense counsel then consider the verdict as unjust, or too severe. Confusion caused in the transitional periods showed this in particular a conspicuous form. In spite of these charges brought against a criminal judge now accused of being a criminal no person ever convicted under my jurisdiction has testified personally against me. Only a judge who is a saint is free of errors. I never denied mine. The struggle for independence and against destroying influences of the time has caused me scars. They wanted to eliminate me from the Party and from my profession, and a non-independent minister and his accomplices removed me from office. The Prosecution witness against me was quite right who said: "He wanted to maintain independence and he did maintain it." Due to the collapse of my Fatherland, I was again involved in struggles. I am involved in an Indictment of judges of very unexpected and unfortunate charges. From 1933 to 1944 one side spoke of me as if I were strange, suspiciously mild, unbearable, unsuitable for office, and detri Court No. III, Case No. 3.mental to the Party, and so on.
Today the strong terms read as follows: Embarrassing, exceptionally severe, convinced Nazi and the like. Also in my prison cell which is my fate for almost one year though as a prisoner of war an officer of the Army, I am subject to the Geneva Convention I accept these reproaches quietly. I have sworn the oath to observe the law independently and to apply them irrespectively to the person involved. I have duly observed this, and let the consequences be whatever they may be. Either time will be able to bear judges who do not bend themselves or the time is already here which has quite different views. In handling these problems my own case is receding to the background. The decision concerning the basic questions of the entire problem of the judiciary brings the solution also for me of the question: Am I as a judge a criminal? Before all the world, and even if war opponents are concerned, a judicium parium can answer this tremendous question with one word only, namely, no.
THE PRESIDENT: The defendant Oeschey may address the Tribunal.
DEFENDANT OESCHEY: May it please the Court, what need to be said in my case has been said by my defense counsel, and all that is left for me is to agree to his statements, to give you the assurance that I always acted in the belief and in the conviction that I was doing right, by obeying the law to which I was subjected. I applied it in the manner in which my conscience told me to. And it is the truth that it was a matter of conscience for me not to misuse the law in a criminal way, but to apply it in accordance with the will of legislator, and to grant the offender a proper trial and a just verdict. Therefore, my conscience knows that it is free of the crimes of which I am charged.
THE PRESIDENT: The defendant Altstoetter may address the Tribunal.
DEFENDANT ALTSTOETTER: The charges which the Prosecution has raised against me because of my alleged participation in war crimes and crimes against humanity and on account of my capacity as honorary SS leader, do not apply to me. My conscience is free of any guilt. I Court No. III, Case No. 3.certainly did not propose to evade responsibility for my actions.
On the contrary! These proceedings gave me the possibility to justify my actions before my people - by whom I stand even in these hard days and before the entire world that is my actions during the past regime, and particularly so during the period of my activity in the Reich Ministry of Justice, in which I hoped to administer what I have always considered as law and justice. For this reason I have done everything to give the best contribution possible in order to bring out the truth in this trial as far as I am concerned. As a witness in these proceedings I have testified to the truth to the best of my knowledge and belief.
The Prosecution knows this very well from my own interrogations during preliminary proceedings, as it knows this from the interrogations of many collaborators and aides whoever was not permitted by the Prosecution to appear as witnesses in the Court. The Prosecution knows that from the documents which must be in its possession, but which were not presented.
(continued)
Court No. III, Case No. 3.
And, therefore, the fact hurts me all the more that in its final plea the Prosecution designates me as not worthy of credibility. I feel obliged towards myself and also towards my children to protest with all seriousness and with all emphasis against this charge of having lied. I do not have to fear truth. I hate nothing more than lies. I feel secure only under the protection of truth, for truth is the sister of justice. But justice on the part of the Prosecution must be claimed by me even if here we are only experimental objects of International Law as it is aspired to, and of an embryonic international exchange of justice.
Furthermore, I feel obliged to refer to the following, let the proceedings result as they may. There is the enormous danger that German justice was shown here in a picture, which, even referring to the time between 1933 and 1945, is not identical with actual facts. I know justice in all its different phases and organizations, and I know that German administration of justice up to the very end was the best administration of the Reich, and I know before all that the German judges, even in hard times, and particularly in these hardest times of all, did their duty for right and justice up to the very end. All that was to be desired was that the courage which was shown among the German judiciary at these times would have been shown everywhere. Then the danger could never have arisen that here in this courtroom there might arise the danger of a false picture as far as the German judge is concerned.
THE PRESIDENT: The testimony has been received in the case which was begun on the 5th day of March of this year. Final arguments have been heard. The defendants have made their voluntary statements, and the case is closed. There remains only the task of the Tribunal to render its decision. That decision will be rendered by the Tribunal in accordance with its ideals and convictions in the administration of justice according to law. The Tribunal will recess in a moment.
Counsel for the Defense and for the Prosecution will be advised Court No. III, Case No. 3.as to tha time at which tha decision of tha Tribunal will be read, and I think for your convenience we may say, gentlemen, that you may feel yourself free to absent yourselves as counsel for at least a period of three weeks.
We will give you due notice, I assume through the Defense Information Center, as soon as it is possible for us to inform you as to tha data on which tha decision will be rendered.
The Tribunal will recess.
THE MARSHAL: Tha Tribunal has recessed for an indefinite period.
(Tha Tribunal adjourned for an indefinite period.)
Court No. III, Case No. III.
Official Transcript of American Military Tribunal III in the matter of the United States of America against Josef Alstoetter, et al, defendants, sitting at Nurnberg, Germany, on 3 December 1947, 0930-1630, The Honorable James T. Brand, Presiding.
THE MARSHAL: The Honorable, the Judges of Military Tribunal III. Military Tribunal III is now in session. God save the United States of America and this Honorable Tribunal. There will be order in the court.
THE PRESIDENT: Mr. Marshal, have you ascertained if the defendants are all present?
THE MARSHAL: May it please your Honors, all of the defendants are present in the courtroom with the exception of the defendant Schlegelberger who is absent due to illness.
THE PRESIDENT: The Tribunal understands that the defendant Schlegelberger is absent at his own request and is advised that he is necessarily absent due to illness. Is my statement correct, Dr. Kubuschok?
DR. KUBUSCHOK: Yes, your Honor.
THE PRESIDENT: Counsel confirms the statement of the Tribunal. We will proceed, therefore, in the absence of the defendant Schlegelberger, to the conclusion of the trial. Do the interpreters find the microphone operating properly?
MISS HAHN: Yes, your Honor.
THE PRESIDENT: We will proceed with the reading of the judgment of the Tribunal in case: The United States of America, Plaintiff, vs, Josef Altstoetter, et al, Defendants.
JUDGMENT Military Tribunal No. III was established on 14 February 1947 under General Order No. 11, issued by command of the United States Military Governor for Germany.
The indictment was filed with the Secretary General of Military Tribunals on 4 January 1947, and the cause was assigned to Tribunal No. III for trial. A copy of the indictment in the German language was served upon each defendant at least thirty (30) days before the commencement of the trial.
The defendants were arraigned on 17 February 1947, each defendant entering a plea of "not guilty" to all charges preferred against him. German counsel selected by the defendants were approved by the Tribunal and have represented the respective defendants throughout the trial.
The presentation of evidence in support of the charges was commenced on 6 March 1947 and was followed by evidence for the defendants. The taking of evidence was concluded on 13 October 1947. Copies of the exhibits tendered by the prosecution were furnished in the German language to the defendants prior to the time of the reception of the exhibits in evidence. The Tribunal has heard the oral testimony of 138 witnesses. In addition it has received 641 documentary exhibits for the prosecution and 1,452 for defendants, many of them of considerable length. Some affidavits have been presented by the prosecution. but they are few in comparison with the hundreds offered by the defense.
Whenever possible, and in substantially all cases, applications of defense counsel for the production in open court of persons who had made affidavits in support of the prosecution, have been granted and the affiants have appeared for cross examination. Affiants for the defense were cross examined orally by the prosecution in comparatively few cases.
The defendant Carl Westphal died before the commencement of the trial. On 22 August 1947, the Tribunal entered an order declaring a mis-trial as to the defendant, Karl Engert who has been able to attend court for only two days since 5 March 1947. The action was rendered necessary under the provisions of Article 4 (4) of Military Government Ordinance No. 7, and by reason of the serious and continuing illness of said defendant.
The trial was conducted in two languages with silultaneous translations of German into English and English into German throughout the proceedings.
Under Military Government Order of 14 February 1947, the following were designated as members of Military Tribunal III: Carrington T. Marshall, Presiding Judge; James T. Brand, Judge; Mallory B. Blair, Judge; Justin Woodward Harding, Alternate Judge. As this constituted, the Tribunal entered upon trial of the case. On 21 June 1947, General Order No. 52 was issued by the Office of Military Government for Germany as follows:
"Pursuant to Military Government Ordinance No. 7 "1. Effective as of 19 June 1947, pursuant to Military Government Ordinance No. 7, 24 October 1946, entitled 'Organization and Powers of Certain Military Tribunals', JAMES T. BRAND is appointed Presiding Judge of Military Tribunal III, vice CARRINGTON T. MARSHAL, relieved because of illness.
"2. JUSTIN WOODWARD HARDING, Alternate Judge, is appointed Judge for Military Tribunal III.
"BY COMMAND OF GENERAL CLAY:
C. K. GAILEY Brigadier General, GSC Chief of Staff."
The trial has been continued before the Tribunal as thus reconstituted. The evidence has been submitted, final arguments of counsel have been concluded, and the Tribunal has heard a personal statement from each defendant who desired to address it.
In rendering this judgment it should be said that the case against the defendants is chiefly based upon captured German documents, the authenticity of which is unchallenged.
The indictment contains four counts, as follows:
(1) Conspiracy to commit war crimes and crimes against humanity. The charge embraces the period between January 1933 and April 1945.
(2) War crimes, to wit: Violations of the laws and customs of war, alleged to have been committed between September 1939 and April 1945.
(3) Crimes against humanity as defined by Control Council Law No. 10, alleged to have been committed between September 1939 and April 1945.
(4) Membership of certain defendants in organizations which have been declared to be criminal by the judgment of the International Military Tribunal in the case against Goering, et al.
The sufficiency of Count (1) of the indictment was challenged by the defendants upon jurisdictional grounds, and on 11 July 1947, the Tribunal made and entered the following order:
"Count I of the indictment in this case charges that the defendants, acting pursuant to a common design, and unlawfully, willfully and knowingly did conspire and agree together to commit war crimes and crimes against humanity as defined in Control Council Law No. 10, Article 2. It is charged that the alleged crime was committed between January 1933 and April 1945.
"It is the ruling of this Tribunal that neither the Charter of the International Military Tribunal nor Control Council Law No. 10 has defined conspiracy to commit a war crime or crime against humanity as a separate substantive crime; therefore, this Tribunal has no jurisdiction to try any defendant upon a charge of conspiracy considered as a separate substantive offense.
"Count I of the indictment, in addition to the separate charge of conspiracy, also alleged unlawful participation in the formulation and execution of plans to commit war crimes and crimes against humanity which actually involved the commission of such crimes. We therefore cannot properly strike the whole of Count I from the indictment, but, in so far as Count I charges the commission of the alleged crime of conspiracy as a separate substantive offense, distinct from any war crime or crime against humanity, the Tribunal will disregard that charge.
"This ruling must not be construed as limiting the force or effect of Article 2, paragraph 2, of Control Council Law No. 10, or as denying to either prosecution or defense the right to offer in evidence any facts or circumstances occurring either before or after September 1939, if such facts or circumstances tend to prove or to disprove the commission by any defendant of war crimes or crimes against humanity as defined in Control Council Law No. 10."
This is the end of the ruling which the Tribunal made.
The Jurisdiction Enactments For convenient reference we have attached to this opinion copies of the London Agreement of 8 August 1945, with the Charter of the International Military Tribunal annexed thereto, Control Council Law No. 10, Military Government Ordinance No. 7, and the indictment, which are marked respectively Exhibits A, B, C, and D.The indictment alleges that the defendants committed crimes "as defined in Control Council Law No. 10, duly enacted by the Allied Control Council". We therefore turn to that law.
The Allied Control Council is composed of the authorized representatives of the Four Powers: The United States, Great Britain, France, and the Soviet Union.
The preamble to Control Council Law No. 10 is in part as follows:
"In order to give effect to the terms of the Moscow Declaration of 30 October 1943 and the London Agreement of 8 August 1945, and the Charter issued pursuant thereto and in order to establish a uniform legal basis in Germany for the prosecution of war criminals and other similar offenders, * * * the Control Council enacts as follows:".
Article I reads in part as follows:
"The Moscow Declaration of 30 October 1943 'Concerning Responsibility of Hitlerites for Committed Atrocities' and the London Agreement of 8 August 1945 'Concerning Prosecution and Punishment of Major War Criminals of the European Axis' are made integral parts of this Law. ***" The London Agreement, supra, provides that the Charter of the International Military Tribunal (hereinafter called the IMT Charter), "shall form an integral part of this agreement". (London Agreement, Article II). Thus, it appears that the indictment is drawn under and pursuant to the provisions of Control Council Law No. 10 (hereinafter called C.C. Law 10), that C.C. Law 10 expressly incorporates the London Agreement as a part thereof, and that the IMT Charter is a part of the London Agreement.
Article 2 of C.C. Law 10 defines acts, each of which "is recognized as a crime", namely: (a) crimes against peace;
(b) war crimes; (c) crimes against humanity; (d) membership in criminal organizations. We are concerned here with categories b, c, d, only, each of which will receive later consideration.
The Procedural Ordinance
C.C. Law 10 provides that:
"Each occupying authority, within its zone of occupation, (a) shall have the right to cause persons within such zone suspected of having committed a crime, including those charged with crime by one of the United Nations, to be arrested * * *" (Article III, paragraph 1 (a)), and "shall have the right to cause all persons so arrested and charged * * * to be brought to trial before an appropriate tribunal." (Article III, paragraph 1 (d)). "The Tribunal by which persons charged with offenses hereunder shall be tried, and the rules and procedure thereof, shall be determined or designated by each zone commander for his respective zone * * *" (Article III, paragraph 2).Pursuant to the foregoing authority, Ordinance No. 7 was enacted by the Military Governor of the American Zone.
It provides:
"Article 1. Purpose. -- The purpose of this Ordinance is to provide for the establishment of military tribunals which shall have power to try and punish persons charged with offenses recognized as crimes in Article II of Control Council Law No. 10, including conspiracies to commit any such crimes.* * *" "Article II. Military Tribunal Constituted: (a) Pursuant to the powers of the Military Governor for the United States Zone of Occupation within Germany and further pursuant to the powers conferred upon the Zone Commander by Control Council Law No. 10 and Articles 10 and 11 of the Charter of the International Military Tribunal annexed to the London Agreement of 8 August 1945 certain tribunals to be known as Military Tribunals' shall be established hereunder."
The Tribunals authorized by Ordinance 7 are dependent upon the substantive jurisdictional provisions of C.C. Law 10 and are thus based upon international authority and retain international characteristics. It is provided that the United States Military Governor may agree with other zone commanders for a joint trial. (Ordinance 7, Article 2 (c). The Chief of Counsel for War Crimes, United States, may invite others of the United Nations to participate in the prosecution. (Ordinance 7, Article 3 (b)).
The Ordinance provides:
"The determinations of the International Military Tribunal in the judgments in Case No. 1 that invasions, aggressive acts, aggressive wars, crimes, atrocities, or inhumane acts were planned or occurred, shall be binding on the tribunals established hereunder and shall not be questioned except in so far as the participation therein or knowledge thereof by any particular person may be concerned. Statements of the International Military Tribunal in the judgment in Case No. 1 constitute proof of the facts stated, in the absence of substantial new evidence to the contrary."
(Ordinance No. 7, Article X).
The sentences authorized by Ordinance No. 7 are made definite only by reference to those provided for by C.C. Law 10. (Ordinance No. 7, Article 16).
As thus established the Tribunal is authorized and empowered to try and punish the major war criminals of the European Axis and "those German officers and men and members of the Nazi Party who have boon responsible for, or have taken a consenting part in"; or have aided, abetted, ordered; or have boon connected with plans or enterprises involving the commission of the offenses defined in C.C. law 10.
Source of Authority of C.C. Law 10 Having identified the instruments which purport to establish the jurisdiction of this Tribunal; we next consider the legal basis of those instruments.
The unconditional surrender of Germany took place on 8 May 1945. (Department of State publication No. 2423, page 24). The surrender was preceded by the complete disintegration of the central government and was followed by the complete occupation of all of Germany. There were no opposing German forces in the field; the officials who during the war had exercised the powers of the Reich Government were either dead, in prison, or in hiding. On 5 June 1945 the Allied Powers announced that they "hereby assume supreme authority with respect to Germany, including all the powers possessed by the German Government, the high command, and any State, municipal or local government or authority", and declared that "there is no central government or authority in Germany capable of accepting responsibility for the maintenance of order, the administration of the country, and compliance with the requirements of the victorious powers". The Four Powers further declared that they will hereafter determine the boundaries of Germany or any part thereof and the status of Germany or of any area at present being a part of German territory." (Berlin Declaration of 5 June 1945, Department of State publication No. 2423, pages 62, 63).On 2 August 1945 at Berlin, President Truman, Generalissimo Stalin, and Prime Minister Atlee, as heads of the Allied Powers, entered into a written agreement setting forth the principles which were to govern Germany during the initial control period.
Reference to that document will disclose the wide scope of authority and control which was assumed and exercised by the Allied Powers. They assumed "supreme authority" and declared that it was their purpose to accomplish complete demilitarization of Germany; to destroy the National Socialist Party; to prevent Nazi propaganda; to abolish all Nazi laws which "established discrimination on grounds of race, creed, or political opinion" * * * "whether legal, administrative, or otherwise"; to control education; to reorganize the judicial system in accordance with the principles of democracy and of equal rights; to accomplish the decentralization of the political structure. The agreement provided that "for the time being no central German government shall be established". In the economic field they assumed control of "German industry and all economic and financial international transactions". Finally, the Allies re-affirmed their intention to bring the Nazi war criminals to swift and sure justice. "Department of State publication No. 2423, page 10, et seq.).
It is this fact of the complete disintegration of the government in Germany, followed by unconditional surrender and by occupation of the territory, which explains and justifies the assumption and exercise of supreme governmental power by the Allies. The same fact distinguishes the present occupation of Germany from the type of occupation which occurs when, in the course of actual warfare, an invading army enters and occupies the territory of another State, whose government is still in existence and is in receipt of international recognition, and whose armies, with those of its Allies, are still in the field. In the latter case the occupying power is subject to the limitations imposed upon it by The Hague Convention and by the laws and customs of war.
In the former case (the occupation of Germany) the Allied Powers were not subject to those limitations. By reason of the complete breakdown of government, industry, agriculture and supply, they were under an imperative humanitarian duty of far wider scope to reorganize government and industry and to foster local democratic governmental agencies throughout the territory.
In support of the distinction made, we quote from two recent and scholarly articles in The American Journal of International Law.
"On the other hand, a distinction is clearly warranted between measures taken by the Allies prior to destruction of the German government and those taken thereafter. Only the former need be tested by the Hague Regulations, which are inapplicable to the situation now prevailing in Germany. Disappearance of the German State as a belligerent entity, necessarily implied in the Declaration of Berlin of 5 June 1945, signifies that a true state of war -- and hence belligerent occupation -- no longer exists within the meaning of international law."
--Freeman, in The American Journal of International Law, July 1947, page 605.
"Through the subjugation of Germany the outcome of the war has been decided in the most definite manner possible. One of the prerogatives of the Allies resulting from the subjugation is the right to occupy German territory at their discretion. This occupation is, both legally and factually, fundamentally different from the belligerent occupation contemplated in the Hague Regulations, as can be seen from the following observations.
"The provisions of the Hague Regulations restricting the rights of an occupant refer to a belligerent who, favored by the changing fortunes of war, actually exercises military authority over enemy territory and thereby prevents the legitimate who remains the legitimate sovereign -- from exercising his full authority.
The regulations draw important legal conclusions from the fact that the legitimate sovereign may at any moment himself be favored by the changing fortunes of war, reconquer the territory, and put an end to the occupation. 'The occupation applies only to territory where such authority (i.e., the military authority of the hostile State) is established and can be exercised' (Art. 42, 2). In other words, the Hague Regulations think of an occupation which is a phase of an as yet undecided war. Until 7 May 1945, the Allies were belligerent occupants in the then-occupied parts of Germany, and their rights and duties were circumscribed by the respective provisions of the Hague Regulations. As a result of the subjugation of Germany the legal character of the occupation of German territory was drastically changed."
--Fried, The American Journal of International Law, Vol.
40, No. 2, April 1946, page 327.
The view expressed by the two authorities cited appears to have the support of the International Military Tribunal judgment in the case against Goering, et al. In that case the defendants contended that Germany was not bound by the rules of land warfare in occupied territory because Germany had completely subjugated those countries and incorporated them into the German Reich. The Tribunal refers to the "doctrine of subjugation, dependent as it is upon military conquest", and holds that it is unnecessary to decide whether the doctrine has any application where the subjugation is the result of the crime of aggressive war. The reason given is significant. The Tribunal said:
"The doctrine was never considered to be applicable so long as there was an army in the field attempting to restore the occupied territories to their true owners, and in this case, therefore, the doctrine could not apply to any territories occupied after 1 September 1939."
(Volume 1, Official Text, IMT Trials, page 254).
The clear implication from the foregoing is that the rules of land warfare apply to the conduct of a belligerent in occupied territory so long as there is an army in the field attempting to restore the country to its true owner, but that those rules do not apply when belligerency is ended, there is no longer an army in the filed, and, as in the case of Germany, subjugation has occurred by virtue of military conquest.
The views which we have expressed are supported by modern scholars of high standing in the field of international law. While they differ somewhat in theory as to the present legal status of Germany and concerning the situs of residual sovereignty, they appear to be in accord in recognizing that the powers and rights of the allied governments under existing conditions in Germany are not limited by the provisions of the Hague Regulations concerning land warfare. For reference see:
"The Legal Status of Germany According to the Declaration of Berlin", by Hans Kelson, Professor of International Law, University of California, American Journal of International Law, 1945.
"Germany's Present Status", by F. A. Hann, Doctor of Law, (Berlin) (London), paper read on 3 Parch 1947 before the Grotius Society in London, published in Sueddeutsche Juristen--Zeitung, (Lawyers' Journal of Southern Germany), Volume 2, No. 9, September 1947.
"The influence of the Legal Position of Germany upon the War Crimes Trials", Dr. Hermann Hosler, Assistant Professor of the University of Bonn, published in Sueddeutsche Juristen Zeitung, Volume 2, No. 7, July 1947.
Article published in Neue Justiz (New Justice) by Dr. Alfons Steininger, Berlin, Volume I, No. 7, July 1947, pages 146-150.
In an article by George A. Zinn, Minister of Justice of Hessen, entitled "Germany as the Problem of the Law of States", the author points out that if it be assumed that the present occupation of Germany constitutes "belligerent occupation" in the traditional sense, then all statutory and constitutional changes brought about since 7 May 1945 would cease to be valid once the Allied troops were withdrawn and all Nazi laws would main and automatically become the law of Germany, a consumation devoutly to be avoided.
Both of the authorities first cited directly assert that the situation at the time of the unconditional surrender resulted in the transfer of sovereignty to the Allies. In this they are supported by the weighty opinion of Lord Wright, eminent jurist of the British House of Lords and head of the United Nations War Crimes Commission. For our purposes, however, it is unnecessary to determine the present situs of "residual sovereignty". It is sufficient to hold that, by virtue of the situation at the time of unconditional surrender, the Allied Powers were provisionally in the exercise of supreme authority, valid and effective until such time as, by treaty or otherwise, Germany shall be permitted.to exercise the full powers of sovereignty. We held that the legal right of the Four Powers to enact C.C. Law 10 is established and that the jurisdiction of this Tribunal to try persons charged as major war criminals by the European Axis must be conceded.
We have considered it proper to set forth our views concerning the nature and source of the authority of C.C. Law 10 in its aspect as substantive legislation. It would have been possible to treat that law as a binding rule regardless of the righteousness of its provisions, but its justification must ultimately depend upon accepted principles of justice and morality, and we are not content to treat the statute as a mere rule of thumb to be blindly applied.
We shall shortly demonstrate that the Charter and C.C. Law 10 provide for the punishment of crimes against humanity. As set forth in the indictment the acts charged as crimes against humanity were committed before the occupation of Germany. They were described as racial persecutions by Nazi officials perpetrated upon German nationals. The crime of genocide is an illustration. We think that a tribunal charged with the duty of enforcing these rules will do well to consider, in determining the degree of punishment to be imposed, the moral principles which underlie the exercise of power. For that reason we have contrasted the situation when Germany was in belligerent occupation of portions of Poland, with the situation existing under the Four Power occupation of Germany since the surrender. The occupation of Poland by Germany was in every sense belligerent occupation, precarious in character, while opposing armies were still in the field. The German occupation of Poland was subject to the limitations imposed by The Hague Convention and the laws and customs of land warfare. In view of these limitations we doubt if any person would contend that Germany, during that belligerent occupation, could lawfully have provided tribunals for the punishment of Polish officials who, before the occupation by Germany, had persecuted their own people, to wit: Polish nationals. How the Four Powers are providing by C.C. Law 10 for the punishment of German officials who, before the occupation of Germany, passed and enforced laws for the persecution of German nationals upon racial grounds. It appears that it would be equally difficult to justify such action of the Four Powers if the situation here is the same as the situation which existed in Poland under German occupation and if consequently the limitations of The Hague Convention were applicable. For this reason it seems appropriate to point out the distinction between the two situations. As we have attempted to show, the moral and legal justification under principles of international law which authorizes the broader scope of authority under C.C. Law 10 is based on the fact that the Four Powers are not now in belligerent occupation or subject to the limitations set forth in the rules of land warfare.